The Future of SOAs: AI, Compliance, and the Mindset Shift
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The Future of SOAs: AI, Compliance, and the Mindset Shift
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About this listen
In this episode, host Nigel Baker is joined by Dr Katherine Hunt to explore one of the most debated topics in the financial advice industry: the future of Statements of Advice (SOAs).
With looming legislative changes, increased scrutiny on compliance, and the rapid evolution of AI tools, how should advisers respond?
This episode dives into:
✅ AI and the automation of SOA workflows✅ Compliance in a post-reform world✅ Why advice quality starts with strategy, not documents✅ The role of tech in scaling meaningful client engagement✅ Practical opportunities for paraplanning firms and licensees
Packed with insights, strong opinions, and practical suggestions — this is a must-listen for forward-thinking financial professionals.
🎧 Listen now and transform the way you think about advice delivery.