Let’s talk penalties…
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Let’s talk penalties…
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Narrated by:
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About this listen
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A Fixed Penalty Regime (FPN) is coming. Put very simply, it works as follows:
Breach occurs
DFSA issues an FPN.
Pay the penalty (maximum US$ 50,000) and remedy the breach.
If you do 3, DFSA doesn’t sanction you. No public censure and no fine.
If you don’t do 3, DFSA can launch enforcement proceedings (i.e. not good news)
Read more here.
This episode is also available as a blog post: https://riffle.beehiiv.com/p/lets-talk-penalties
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In the spirit of reconciliation, Audible acknowledges the Traditional Custodians of country throughout Australia and their connections to land, sea and community. We pay our respect to their elders past and present and extend that respect to all Aboriginal and Torres Strait Islander peoples today.