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Late Night Disclosure

Late Night Disclosure

By: FundApps
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About this listen

 Let's talk about compliance. Join our hosts and veteran 'regsperts' Kevinraj and Karl as they deep dive into all things compliance in an increasingly regulated and fragmented world.Copyright 2023 FundApps Economics Leadership Management Management & Leadership Personal Finance
Episodes
  • Sensitive Industries

    Sensitive Industries
    Jun 7 2021

    In this episode, we are joined by Rebecca Clayton, Senior Associate from aosphere to discuss Sensitive Industries and the impact on foreign ownership for investment managers.

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    37 mins
  • The EU Transparency Directive

    The EU Transparency Directive
    May 5 2021

    In this episode we discuss the EU Transparency Directive, one of the most challenging shareholding disclosure regimes due to all of the different nuances, such as gold plating and aggregation.

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    33 mins
  • Automation is taking my job away!

    Automation is taking my job away!
    Apr 5 2021

    In this episode we discuss a question we frequently hear: “So, if I bring FundApps in, I’m essentially losing control of something I am ultimately responsible for? Why would I do that?”
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    29 mins
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