Financial Advisers: Consumer Duty - Understanding the Regulatory Focus (part two)
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Financial Advisers: Consumer Duty - Understanding the Regulatory Focus (part two)
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About this listen
Join us as Chris Davies, Executive Director at Howden, sits down with Keith Richards, Chief Executive Officer of the Consumer Duty Alliance, for part two of our deep dive into consumer duty.
Resilience is key for regulated advice firms, and we'll uncover actionable insights on how they can safeguard against unintended financial pitfalls. Explore the crucial role of professional indemnity insurance and the responsibilities brokers have in keeping firms informed about policy changes. We’ll also delve into high-profile cases like the British Steel review and cover the impact of Brexit on regulatory initiatives.
For information on Howden's Financial and Risk Advisers team please visit our website and find out more about the Consumer Duty Alliance here.