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Data Driven Compliance

Data Driven Compliance

By: Tom Fox
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 Welcome to Data Driven Compliance, the newest edition to the Compliance Podcast Network. In this podcast we will discuss how to use data to improve and enhance the effectiveness of your compliance program, creating greater business efficiency, all leading to more return on the investment for your compliance regime. Join host Tom Fox as he explores how data will drive your compliance program to the next level. Economics
Episodes
  • The Failure to Prevent Fraud Offense: Insights for US General Counsels with Mike DeBernardis

    The Failure to Prevent Fraud Offense: Insights for US General Counsels with Mike DeBernardis
    Aug 22 2025
    Welcome to Season 2 of the award-winning Data Driven Compliance. In this new season, we will look at the new Failure to Prevent Fraud offense. Join host Tom Fox as we explore this new law and how to comply with it through the lens of data-driven compliance. Kona AI sponsors this podcast. In this episode of Season 2, Tom Fox is joined by Mike DeBernardis, Partner at Hughes Hubbard & Reed. In this episode, Tom and Mike look at the specific offenses listed in the Failure to Prevent Fraud Offense and translate them into US-legalese. They discuss common misunderstandings among US lawyers, the broad jurisdictional scope, and specific fraud types under UK law, such as fraud by false representation, failure to disclose information, and abuse of position. They also emphasize the importance of risk assessments for US companies with UK operations to ensure compliance and avoid legal repercussions, and also touch on the potential geopolitical implications and the necessity of having robust policies and procedures to prevent fraud. Key highlights: Fraud by False Representation Fraud by Failing to Disclose Information Fraud by Abuse of Position and Obtaining Services Dishonestly Corporate Fraud: Participation, Accounting, and Trading Risk Mapping and Compliance Strategies Resources: Hughes, Hubbard & Reed Mike DeBernardis on LinkedIn New Considerations for Companies with U.K. Ties: Home Office Issues Guidance to Organisations on the Offence of Failure to Prevent Fraud konaAI, a Covasant company Click here for konaAI White Paper Rethinking Compliance: Practical Steps for Adapting to the UK’s New Fraud Legislation Connect with Tom Fox on LinkedIn
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    22 mins
  • James Tillen on the Importance of Cross-Functional Collaboration in Complying with the FTPF Offense

    James Tillen on the Importance of Cross-Functional Collaboration in Complying with the FTPF Offense
    Aug 15 2025
    Welcome to Season 2 of the award-winning Data Driven Compliance. In this new season, we will look at the new Failure to Prevent Fraud offense. Join host Tom Fox as we explore this new law and how to comply with it through the lens of data driven compliance. This podcast is sponsored by konaAI. In this episode of Season 2, Tom Fox is joined by James Tillen, a member at Miller & Chevalier. James emphasizes the critical need for cross-functional collaboration within organizations for compliance professionals. It explains that simply focusing on one’s compliance program is insufficient. Instead, engaging with various internal departments and possibly external experts is essential to effectively manage compliance risks, including those associated with the failure to prevent fraud. Key highlights: Why US multinationals need to pay attention Cross-Functional Collaboration Identifying Key Internal Collaborators Engaging Internal and External Experts Jurisdiction Resources: Miller & Chevalier James Tillen on LinkedIn New Considerations for Companies with U.K. Ties: Home Office Issues Guidance to Organisations on the Offence of Failure to Prevent Fraud konaAI, a Covasant company Click here for the konaAI White Paper Rethinking Compliance: Practical Steps for Adapting to the UK’s New Fraud Legislation. Connect with Tom Fox on LinkedIn
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    23 mins
  • Understanding the ECCTA and Its Impact with Jonathan Armstrong

    Understanding the ECCTA and Its Impact with Jonathan Armstrong
    Aug 8 2025
    Welcome to Season 2 of the award-winning Data Driven Compliance. In this new season, we will look at the new Failure to Prevent Fraud offense. Join host Tom Fox as we explore this new law and how to comply with it through the lens of data-driven compliance. This podcast is sponsored by konaAI. In this episode of Season 2, Tom Fox is joined by Jonathan Armstrong. Tom and Jonathan explore the historical context of fraud laws in the UK, the specifics and implications of the new legislation, the role of the Serious Fraud Office under the new rules, and its impact on corporations, especially those with international operations. Jonathan also outlines necessary steps corporations need to take to comply with the Act and prevent fraud within their organizations, including the importance of thorough risk assessments, top-level commitment, and effective communication and training programs. Key highlights: Key Legal Points of the New Law Jurisdiction and Global Impact Fraud Risk Assessment and Prevention Technological and ESG Fraud Resources: Jonathan Armstrong on LinkedIn konaAI, a Covasant company Click here for konaAI White Paper Rethinking Compliance: Practical Steps for Adapting to the UK’s New Fraud Legislation Connect with Tom Fox on LinkedIn
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    34 mins
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