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Compliance and AI

Compliance and AI

By: Thomas Fox
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 What is the role of Artificial Intelligence in compliance? What about Machine Learning? ChatGPT? These questions are but three of the many questions we will explore in this exciting new podcast series, Compliance and AI. Hosted by Tom Fox, the award-winning Voice of Compliance, this podcast will look at how AI will impact compliance programs into the next decade and beyond. If you want to find out why the future is now, join Tom Fox on this journey to the frontiers of compliance. Economics Leadership Management & Leadership Science
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Episodes
  • Navigating Regulatory Challenges in 2025 with Allison Lagosh

    Navigating Regulatory Challenges in 2025 with Allison Lagosh
    May 9 2025
    What is the role of Artificial Intelligence in compliance? What about Machine Learning? Are you using ChatGPT? These questions are but three of the many questions we will explore in this cutting edge podcast series, Compliance and AI, hosted by Tom Fox, the award-winning Voice of Compliance. In this episode, Tom is joined Allison Lagosh, Head of Compliance at Saifr.ai about the current and future landscape of regulatory compliance. Lagosh discusses key regulatory focus areas for 2025, including AI and its intersection with compliance, the expansion of AML rules to investment advisors, and the importance of accurate AI representation. She also touches on the challenges of an ever-changing regulatory environment, providing strategies for future-proofing compliance programs and managing uncertainty. Alison offers practical advice for compliance officers, emphasizing the need for continuous education, reliance on sound vendor management, and the integration of AI governance within firms. Key Highlights Key regulatory focus areas for 2025, especially from the SEC and FINRA? How are firms adjusting their compliance strategies to align with these expectations? What are the new AML rules for Investment Advisors? How are compliance functions currently leveraging AI technologies? What are the practical challenges and benefits of integrating AI into a firm’s compliance infrastructure? What can compliance officers do now to future-proof their programs for upcoming regulatory changes? Resources Allison Lagosh on Linkedin Saifr.ai Tom Fox Instagram Facebook YouTube Twitter LinkedIn Check out my latest book Upping Your Game-How Compliance and Risk Management Move to 2023 and Beyond, available from Amazon.com.
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    24 mins
  • Transforming Compliance Through AI with Marcelo Erthal

    Transforming Compliance Through AI with Marcelo Erthal
    Apr 25 2025
    What is the role of Artificial Intelligence in compliance? What about Machine Learning? Are you using ChatGPT? These questions are but three of the many questions we will explore in this cutting edge podcast series, Compliance and AI, hosted by Tom Fox, the award-winning Voice of Compliance. In this episode, Tom is joined Marcelo Erthal, CEO of Click Compliance, to discuss the transformative role of AI in driving compliance. Marcelo shares his professional background in computer science and the journey that led to the founding of Click Compliance. He highlights the unique challenges faced by the compliance industry in Brazil and how AI can be leveraged to address these issues effectively. Marcelo delves into the innovative applications of AI by Click Compliance, including their AI-powered whistleblower channel, and emphasizes the importance of integrating technology with human decision-making to enhance ethical practices and compliance culture within organizations. Tune in to gain insights into the future of compliance and how AI is shaping the industry. Key Highlights · AI's Impact on Compliance in Brazil · The AI-Powered Whistleblower Channel · The Future of AI in Compliance · User Experience and Ethical Considerations Resources Marcelo Erthal on Linkedin ClickCompliance Email Marcelo-marcelo@clickcompliance.com Tom Fox Instagram Facebook YouTube Twitter LinkedIn Check out my latest book Upping Your Game-How Compliance and Risk Management Move to 2023 and Beyond, available from Amazon.com.
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    31 mins
  • Harnessing AI and Innovation: A Deep Dive into Compliance and Disruption with Jag Lamba

    Harnessing AI and Innovation: A Deep Dive into Compliance and Disruption with Jag Lamba
    Apr 4 2025
    What is the role of Artificial Intelligence in compliance? What about Machine Learning? Are you using ChatGPT? These are but three questions we will explore in this cutting-edge podcast series, Compliance and AI, hosted by Tom Fox, the award-winning Voice of Compliance. In this episode, Tom is joined by Jag Lamba for a discussion on the intersection of innovation and disruption. Jag frames his thoughts on disruption through theories from Clayton Christensen and practical examples from ventures like Tesla. They explore how these concepts translate to the compliance world, particularly through the lens of artificial intelligence. Jag elaborates on the role of generative AI in streamlining third-party risk management, from data gathering to ongoing monitoring. He shares insights on embedding compliance into core business processes, reducing friction, and creating commercial value, highlighting success stories and future potential. They look into the use of RegTech for policy management and regulatory updates, emphasizing the importance of automation for modern compliance frameworks. The podcast showcases how AI can transform compliance from a costly necessity to a strategic asset that drives business efficiency and growth. Key highlights: Understanding Disruption and Innovation Elon Musk’s Approach to Innovation AI in Third Party Risk Management The Value of AI in Compliance RegTech for Automated Compliance Embedding Compliance into Business Processes Resources: Jag Lamba on LinkedIn Certa AI Tom Fox Instagram Facebook YouTube Twitter LinkedIn
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    37 mins

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