Episodes

  • The Novels-A Study in Scarlet, Dr. Watson

    The Novels-A Study in Scarlet, Dr. Watson
    May 5 2025
    In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into the Sherlock Holmes novels. Over this season I will take a deep dive into each novel over a four part series. The four novels we will consider from the ethics and compliance perspective are A Study in Scarlet, The Sign of Four, The Hound of the Baskervilles and The Valley of Fear. For our first offering this new Season, we begin with A Study in Scarlet. In this Part 2, I take a deep dive into Dr. Watson, how he and Holmes met and Watson’s contributions to their partnership. We consider Watson’s professional training as a doctor, he war services and injuries during the Second Anglo-Afghan War, his return to England; all leading to his initial introduction to Holmes by their mutual acquaintance Stamford. Watson’s involvement in the case helps Holmes move beyond isolated brilliance to true investigative mastery. In compliance, we similarly see how pairing sharp analytic talent with professionals rooted in operational or practical experience often yields the strongest compliance strategies. Highlights Include Diversified Skill Sets Trust Encourages Innovation Objective Feedback Sharpens Analysis Emotional Intelligence Deepens Understanding Structured Communication Improves Decision-Making Resources The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
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    21 mins
  • The Novels-A Study in Scarlet, Introduction to Compliance Lessons

    The Novels-A Study in Scarlet, Introduction to Compliance Lessons
    Apr 28 2025
    In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into the Sherlock Holmes novels. Over this season I will take a deep dive into each novel over a four part series. The four novels we will consider from the ethics and compliance perspective are A Study in Scarlet, The Sign of Four, The Hound of the Baskervilles and The Valley of Fear. For our first offering this season, we begin with A Study in Scarlet. In this Part 1 of our four part exploration of this novel that introduced Sherlock Holmes and Dr. Watson to the world. We bgin with a summary of the novel's plot, discussing key events and Holmes' brilliant deductive methods. We then take a deep dive on five critical compliance lessons from the story, including the dangers of institutional abuse of power, the imperative for structured justice, the necessity of root cause analysis, due diligence, and transparent communication within organizations. Join us for an engaging episode that underscores the relevance of Sherlock Holmes' investigative strategies to modern compliance practices. Highlights Include · Welcome to a New Season of Adventures in Compliance · The Summary of and a Deep Dive into 'A Study in Scarlet' · Ethical Lessons for Compliance Professionals Resources The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
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    14 mins
  • Compliance Lessons from The Adventure of Shoscombe Old Place

    Compliance Lessons from The Adventure of Shoscombe Old Place
    Feb 24 2025
    In this episode of the award-winning podcast ‘Adventures in Compliance,’ host Tom Fox dives into the compliance lessons from the Sherlock Holmes story ‘The Adventure of Shoscombe Old Place.’ This story, the final Sherlock Holmes short story collection, ‘The Case-Book of Sherlock Holmes’ by Sir Arthur Conan Doyle, provides rich insights into business ethics, investigative strategies, and leadership. The plot revolves around the suspicious activities at Shoscombe Old Place, a racing stable where Sir Robert Norberton engages in a series of questionable actions to save himself from financial ruin. Key compliance takeaways include the importance of due diligence, awareness of hidden vulnerabilities, and balancing trust with verification. Tom Fox translates these elements into contemporary corporate compliance lessons, urging listeners to maintain vigilance and skepticism, conduct thorough audits, and foster a culture of ethical behavior and proactive remediation. Key highlights: Compliance Lessons from The Adventure of Shoscombe Old Place Holmes’ Investigation Unfolds Unveiling the Truth Resources: The New Annotated Sherlock Holmes Connect with Tom Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
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    12 mins
  • Institutional Justice and Institutional Fairness Lessons from The Adventure of the Veiled Lodger

    Institutional Justice and Institutional Fairness Lessons from The Adventure of the Veiled Lodger
    Feb 17 2025
    In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into Arthur Conan Doyle’s Sherlock Holmes collection, The Case-Book of Sherlock Holmes. It is the final set of twelve Sherlock Holmes short stories, first published in the Strand Magazine between October 1921 and April 1927. In this episode, we consider the story The Adventure of the Veiled Lodger. Tom emphasizes the importance of fairness and transparency in compliance investigations, accountability without retaliation, encouraging whistleblowers, and addressing systemic failures. The episode also highlights how ethics and compliance must be ingrained in corporate culture, reflecting principles from the Department of Justice’s 2020 and 2024 updates to the Evaluation of Corporate Compliance Programs. Through Holmes’ empathetic approach, compliance professionals can learn the importance of contextual investigations and the pursuit of institutional justice. Fox invites Sherlock Holmes enthusiasts to engage in discussions about the stories and underscores the role of compliance in fostering a fair and ethical workplace. Highlights Include The Story of the Veiled Lodger Lessons on Institutional Justice and Fairness Lessons for CCOs Resources: The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here. Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
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    13 mins
  • The Case-Book of Sherlock Holmes: Leadership Lessons from ‘The Adventure of the Retired Colourman’

    The Case-Book of Sherlock Holmes: Leadership Lessons from ‘The Adventure of the Retired Colourman’
    Feb 10 2025
    In this new season of Adventures in Compliance, host Tom Fox delves into Arthur Conan Doyle’s Sherlock Holmes collection, The Case-Book of Sherlock Holmes. It is the final set of twelve Sherlock Holmes short stories, first published in the Strand Magazine between October 1921 and April 1927. This episode considers the story The Adventure of the Retired Colourman. Tom uses this story to delve into critical business ethics topics, such as due diligence, ethical leadership, delegation, adaptability, and risk management. He highlights how Holmes’ methodical approach to uncovering deception can guide modern executives in navigating the complexities of corporate compliance. Listeners will gain insights into the importance of thorough investigation, transparency, effective delegation, and continuous adaptability in their leadership roles. Highlights include: Summary of ‘The Adventure of the Retired Colourman’ Business Ethics Lessons from Sherlock Holmes Understand risk and its mitigation Resources: The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here. Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
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    13 mins
  • Compliance Lessons from ‘The Adventure of the Lion’s Mane’

    Compliance Lessons from ‘The Adventure of the Lion’s Mane’
    Jan 27 2025
    In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into Arthur Conan Doyle’s Sherlock Holmes collection, The Case-Book of Sherlock Holmes. It is the final set of twelve Sherlock Holmes short stories, first published in the Strand Magazine between October 1921 and April 1927. In this episode, we consider a story more from the Natural World, The Adventure of the Lion’s Mane. In this episode, Tom dives into ‘The Adventure of the Lion’s Mane,’ a lesser-known Holmes tale set in Holmes’ retirement on Sussex Beach. The story includes a mysterious and agonizing death of a science master, initially suspected to be a murder but revealed to be caused by a lion’s mane jellyfish. This episode draws crucial compliance lessons from the narrative, such as the importance of root cause analysis, adaptability in new roles, vigilance on external risks, methodical investigations, and effective communication. We show how Sherlockian deduction parallels the skills needed for compliance professionals to address unseen threats, adapt to dynamic environments, and ensure meticulous documentation. Tom encourages compliance officers to emulate Holmes’ analytical rigor to build robust programs tackling unexpected challenges. Highlights include: Unraveling the Mystery Compliance Lessons from The Adventure of the Lion’s Mane Holmes’ Investigative Techniques Understanding External Risks Effective Investigation Strategies The Importance of Communication Resources: The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here. Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
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    13 mins
  • The Case-Book of Sherlock Holmes - Business Ethics Lessons in ‘The Adventure of the Blanched Soldier

    The Case-Book of Sherlock Holmes - Business Ethics Lessons in ‘The Adventure of the Blanched Soldier
    Jan 13 2025
    In this new season of Adventures in Compliance, host Tom Fox delves into Arthur Conan Doyle’s Sherlock Holmes collection, The Case-Book of Sherlock Holmes. It is the final set of twelve Sherlock Holmes short stories, first published in the Strand Magazine between October 1921 and April 1927. In this episode, we consider another lesser-known of all the Holmes stories, The Adventure of the Blanched Soldier. As part of ‘The Casebook of Sherlock Holmes,’ this episode examines business ethics and the ethical leadership of a corporate compliance function. The story offers a unique, Holmes-centric narrative that provides compelling lessons for compliance professionals and business leaders. This story, told from Holmes’ perspective, delves into themes of trust, transparency, and the consequences of concealing the truth—principles central to ethical business practices. The Adventure of the Blanched Soldier reminds us that secrecy, fear, and miscommunication often compound ethical dilemmas. For compliance professionals, the story serves as a case study of the importance of transparency, compassion, and thorough investigation. By applying these lessons, businesses can build a culture of trust and accountability that stands the test of scrutiny—whether from Holmes or the Department of Justice. Highlights include: Introduction to The Adventure of the Blanched Soldier Transparency in Compliance Institutional Justice and Institutional Fairness A Second Set of Eyes Rebuilding Trust Resources: The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here. Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
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    16 mins
  • The Case-Book of Sherlock Holmes-Culture Lessons in ‘The Adventure of the Three Garridebs’

    The Case-Book of Sherlock Holmes-Culture Lessons in ‘The Adventure of the Three Garridebs’
    Jan 6 2025
    In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into the Sherlock Holmes collection The Case-Book of Sherlock Holmes by Arthur Conan Doyle. It is the final set of twelve Sherlock Holmes short stories by Arthur Conan Doyle, first published in the Strand Magazine between October 1921 and April 1927. In this episode, we consider perhaps my least favorite work of all the Holmes stories, The Adventure of the 3 Garridebs. In this story, we explore the adventure of the Three Garridebs to highlight the significance of critical ethical decision-making, transparency, and vigilance in building a resilient corporate culture. Holmes’ ability to cut through deception is a powerful example, emphasizing these principles’ vital role in maintaining integrity and trust within an organization. Listeners will learn how these cornerstones can be applied to foster a robust and compliant corporate environment. Highlights include: The Three Garridebs Ethical lessons from the story How Sherlock Holmes instructs corporate culture Resources: The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here. Check out the entire 3-book series, The Compliance Kids, on Amazon.com. For an audio/video version of the Compliance Kids book, Speaking Up is AWESOME, contact Tom Fox. Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
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    13 mins