Episodes

  • Top Compliance Stories For the Week Ending, November 15, 2025

    Top Compliance Stories For the Week Ending, November 15, 2025
    Nov 15 2025
    Welcome to 10 For 10, the podcast that brings you the week’s top 10 compliance stories in one episode each week. Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network. This week’s stories include: Right-wing EU lawmakers want a corruption inquiry opened. (Politico) FinTech fraud scandal in Germany. (Bloomberg) The $1tn Man tells workers 2026 will be the ‘hardest year’. (BusinessInsider) Top Ukrainian energy ministers resign. (AP) How China Evaded Sanctions to Obtain Chips. (WSJ) Stupid is as stupid does-all South Korean visas in GA reinstated. (NYT) Ex-Glencore staff all plead not guilty. (Bloomberg) Pitch rigging in baseball brings indictments. (ESPN) Corruption saps growth in the Philippines. (Bloomberg) The Trump Administration blocks Gunvor’s takeover of Russia’s energy assets. (WSJ) You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day, here. Connect with Tom Instagram Facebook YouTube Twitter LinkedIn
    Show More Show Less
    10 mins
  • Top Compliance Stories For the Week Ending, November 8, 2025

    Top Compliance Stories For the Week Ending, November 8, 2025
    Nov 8 2025
    Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by Tom Fox, the Voice of Compliance. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network. Top stories this week include: Indonesia is looking into Chinese corruption over the high-speed train. (SCMP) The tariff argument goes poorly for the Administration at the Supreme Court. (Reuters) Norwegian Sovereign Wealth Fund votes against Musk’s $1tn pay package. (WSJ) NBA Reports to Congress on Gambling Probe. (The Athletic) Capula’s former CCO claims retaliation for whistleblowing as the reason for termination. (Bloomberg) BaFin slaps €45MM fine on JPMorgan. (FT) Trump threw a temper tantrum over corruption Q. (The Daily Beast) SBF says trial ‘fundamentally unfair’. (FT) State capture and corruption. (The Guardian) Sex dolls, compliance, and Shein. (WSJ) You can check out the Daily Compliance News for four curated compliance- and ethics-related stories each day, here. Connect with Tom Instagram Facebook YouTube Twitter LinkedIn You can purchase a copy of my new book, Upping Your Game, on Amazon.com
    Show More Show Less
    10 mins
  • Top Compliance Stories For the Week Ending, November 1, 2025

    Top Compliance Stories For the Week Ending, November 1, 2025
    Nov 1 2025
    Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network. Top weekly stories include: Boeing hit with $5bn in late fee penalties. (BBC) Corruption probe at Historic Environment Scotland. (BBC) KPMG, Novo Bank targeted in corruption probe. (Bloomberg) Ukraine receives an award for ABC. (Ukrinform) All about FATF. (Bloomberg) Texting in meetings is a CEO no-no. (WSJ) Will Tesla lose Musk (w/o $1tn pay package)? (Yahoo!Finance) Does insider trading = insider betting? (Bloomberg) Tom Hayes sues UBS for $400MM. (Reuters) How will the US define ‘country of origin’? (NYT) You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day, here. Connect with Tom Instagram Facebook YouTube Twitter LinkedIn You can purchase a copy of my new book, Upping Your Game, on Amazon.com
    Show More Show Less
    10 mins
  • Top Compliance Stories For the Week Ending, October 25, 2025

    Top Compliance Stories For the Week Ending, October 25, 2025
    Oct 25 2025
    Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance stories you need to know to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network. Top stories this week: Need a pardon, invest with Trump. (CNBC) Former Citibank official jailed for AML charges in Singapore. (FT) Gambling arrests rock the NBA. (ESPN) Musk pleads for $1tn pay package. (Bloomberg) More on BCG protocols. (WSJ) The market spanked BNP Paribas. (WSJ) How China took over rare earths. (WSJ) Green shipping plan delayed. (WSJ) BCG appoints new chief risk officer. (FT) How CFPB scraps Citibank Consent Order. (Reuters) You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day, here. Connect with Tom Instagram Facebook YouTube Twitter LinkedIn You can purchase a copy of my new book, Upping Your Game, on Amazon.com
    Show More Show Less
    10 mins
  • 10 For 10: Top Compliance Stories For the Week Ending October 18, 2025

    10 For 10: Top Compliance Stories For the Week Ending October 18, 2025
    Oct 18 2025
    Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, presents the compliance stories you need to know to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network. Top stories include: SEC wants to reduce the salaries of PCAOB Board members. (WSJ) San Mateo County Sheriff removed for corruption. (San Francisco Chronicle) Why Danielle Sasson resigned. UK gov says if hacked, go to paper. (BBC) BOA sued over alleged ties to Epstein. (Reuters) Trump lobbies the Knesset. (Bloomberg) The US forced the Dutch to fire the Chinese CEO of a chip company. (WSJ) Why do you need glue employees? (WSJ) Corruption puts Moroccan hospitals at breaking point. (France24) CZ and Trump are now working together (in a family way). (Bloomberg) You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day, here. Connect with Tom Instagram Facebook YouTube Twitter LinkedIn You can purchase a copy of my new book, Upping Your Game, on Amazon.com
    Show More Show Less
    10 mins
  • 10 For 10: Top Compliance Stories For the Week Ending October 11, 2025

    10 For 10: Top Compliance Stories For the Week Ending October 11, 2025
    Oct 11 2025
    Welcome to 10 For 10, the podcast which brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network. · E-sports and the data privacy maze. (BloombergLaw) · Does Homan have to return the $50K? (NYT) · Star witness in Menendez trial to be sentenced. (NYT) · Halkbank faces criminal charges. (FT) · Saudi mega-construction project under ABC investigation. (Semafor) · PE and the ethics of drug research. (NYT) · $100MM wine fraud in NYC. (Engineering at Meta) · Crony capitalism and corruption. (NPR) · Johnson and Johnson ordered to pay $966MM in talc case. (NYT) · Trump considering pardons for Maxwell and Diddy. (Reuters) You can check out the Daily Compliance News for four curated compliance and ethics related stories each day, here. Connect with Tom Instagram Facebook YouTube Twitter LinkedIn You can purchase a copy of my new book, Upping Your Game, on Amazon.com
    Show More Show Less
    10 mins
  • Top Compliance Stories For the Week Ending October 4, 2025

    Top Compliance Stories For the Week Ending October 4, 2025
    Oct 4 2025
    Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network. Top stories include: LRN named top compliance training provider. (Yahoo!Finance) State of Texas to end law school oversight. (Reuters) More sanctions on the Chinese tech sector. (WSJ) Will 996 come to compliance? (NYT) Cargo firm to leave India due to government extortion. (India Today) LLMs can play a key role in enhancing compliance. (Engineering at Meta) When corruption kills. (CNN) Exxon seeks security assurances for the Mozambique LNG project. (FT) TXSE gets SEC approval. (Reuters) Charlie Javice gets more than 7 years in prison. (WSJ) You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day, here. Connect with Tom Instagram Facebook YouTube Twitter LinkedIn You can purchase a copy of my new book, Upping Your Game, on Amazon.com
    Show More Show Less
    10 mins
  • 10 For 10: Top Compliance Stories For the Week Ending September 27, 2025

    10 For 10: Top Compliance Stories For the Week Ending September 27, 2025
    Sep 27 2025
    Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network. A RadioShack Ponzi scheme. (Bloomberg) Former French President Sarkozy received a 5-year sentence. (BBC) Healthcare compliance, the FCA, and AKS. (Reuters) Do you fantasize about leaving compliance? (EFinancialCareers25) Amber Energy wins CITGO auction. (Reuters) DOJ shuts down bribery investigation of Homan. (HuffPost) Two former Haitian officials were designated for bribery. (DOJ Press Release) Singapore execs found guilty in Wirecard fraud. (FT) Air India crash victims sue Boeing, Honeywell. (BBC) Vietnam jailed a Parliamentary official for corruption. (Bloomberg) You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day, here. Connect with Tom Instagram Facebook YouTube Twitter LinkedIn You can purchase a copy of my new book, Upping Your Game, on Amazon.com
    Show More Show Less
    10 mins