Series 7 Exam Prep Study Guide - Be Ready to Pass the FINRA Series 7 Exam - Ultimate Series 7 Blueprint - Complete Review Edition cover art

Series 7 Exam Prep Study Guide - Be Ready to Pass the FINRA Series 7 Exam - Ultimate Series 7 Blueprint - Complete Review Edition

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Series 7 Exam Prep Study Guide - Be Ready to Pass the FINRA Series 7 Exam - Ultimate Series 7 Blueprint - Complete Review Edition

By: Ronald Pyland
Narrated by: Donavan Price
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About this listen

You are no doubt a busy professional with a lot of things going on! It can be challenging to find the time to study for the Series 7 exam.

That is why the author Ronald Pyland, a securities professional, developed the Series 7 Study Guide ! This edition is a complete review edition. It covers all categories on the exam. You can listen to it wherever life takes you! Its sections include:

• Chapter 1 : Overview of the FINRA Series 7 Exam Content and Structure

• Chapter 2: Strategies for Seeking Business for Broker-Dealers

• Chapter 3: Steps in Opening Accounts After Evaluating Customers' Financial Profiles and Investment Objectives

• Chapter 4: Understanding Various Investment Products

• Chapter 5: Guidelines for Making Suitable Investment Recommendations to Clients

• Chapter 6: Processes Involved in Transferring Assets and Maintaining Appropriate Records

• Chapter 7: Understanding Different Order Types and the Execution Process in Securities Transactions

• Chapter 8: Procedures for Confirming Transactions with Customers and Ensuring Accuracy

• Chapter 9: Upholding Ethical and Professional Standards in Securities Trading

• Chapter 10: Effective Use of Practice Questions to Enhance Exam Readiness

• Chapter 11: Developing Effective Time Management Strategies for Exam Preparation

• Chapter 12: Applying Series 7 Knowledge to Real-World Situations

• Chapter 13 : Wrapping Up the Study Guide and Preparing for Examination Day

Each section is divided into further subsections making sure all aspects of the Series 7 test are covered! If you listen to our study guide and take the time to really understand the concepts, we are confident you will pass the test and be on your way to a rewarding career in finance!

So, go ahead, and scroll up, and buy this book today!

©2025 Robert Ayala (P)2025 Robert Ayala
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